Special Licenses/Certifications:

• Also admitted: District of Columbia, 1999; Texas, 2004; and New York, 2005

Bar/Professional Activity:

• Member of the Board of Directors of the Public Investors Arbitration Bar Association, 2007

Scholarly Lectures and Writings:

• Arbitrators Misclassified: Looking Back to Move Forward, Public Investors Arbitration Bar Association (2011); The Prospectus Defense: Defeating It As A Matter of Fact and LawPublic Investors Arbitration Bar Association (2009); The Credit Crisis Glossary, Public Investors Arbitration Bar Association (2008); From Wall Street to Main Street: A Guide To Litigation Over Hedge Funds Sold by Brokerage Firms to Retail Investors, Public Investors Arbitration Bar Association (2005); Supervising Retail Customer Accounts, Public Investors Arbitration Bar Association (2005); Practice Pointers For Trying the Variable Annuity Case, Public Investors Arbitration Bar Association (2004); Governing Law Clauses in Customer Agreements, Public Investors Bar Association (2003); Arbitration: Can It Be Waived?, Practicing Law Institute Securities Arbitration Handbook (2002); 2001: An Update On Best Execution and Suitability Standards For Online Trading, Public Investors Arbitration Bar Association (2001); Selective Recission and the Offset Defense in Securities Cases: A Survey of the Law, Public Investors Arbitration Bar Association (2000); Motion Practice in Securities Arbitration: A Claimant's Point of View, Public Investors Arbitration Bar Association (1999); Why Shouldn't Clearing Firms be Liable, Public Investors Arbitration Bar Association (1998); Clearing Firm Liability: A Forward Looking Analysis, Practicing Law Institute Securities Arbitration Handbook (1998); Liability of Control Persons at Second Tier Firms, Public Investors Arbitration Bar Association (1997); Control Person Liability in the Securities Industry: A Legal Overview and Practical Applications, Practicing Law Institute Securities Arbitration Handbook (1997)