2011 Super Lawyers Pro Bono Award
Attorney Profile

Nicholas M. De Feis

Nicholas De Feis

De Feis O'Connell & Rose, P.C.
500 Fifth Avenue, 26th Floor
New York, NY 10110

New York

New York (NY)

Contact Contact Nicholas M. De Feis
T: 212-768-1000
F: 212-768-3511

Visit: www.dorlaw.com
Practice Areas: Criminal Defense: White Collar (60%), Criminal Defense (20%), Corporate Governance & Compliance (20%)

Criminal Defense: White Collar

Criminal Defense

Corporate Governance & Compliance

Industry Groups: Banking, Hedge Funds, Private Equity, Public Companies, Securities
Law School: Yale Law School
Languages Spoken: English, Italian

Profile

Founded by three former federal prosecutors, our firm specializes in white-collar criminal defense and commercial litigation. We represent both individuals and companies, public and private, and consider ourselves primarily trial lawyers.While we consider ourselves trial lawyers, we also recognize that sophisticated corporate and individual clients, facing investigations, prosecutions, or lawsuits, must consider a range of options. We aim to present our clients with the best of the available options and strategies. Because each matter that comes to our firm is unique, we are constantly challenged to find innovative solutions to difficult problems. Mr. DeFeis has represented individuals and corporations in securities, tax, mail and wire fraud cases and in money laundering, bribery and public corruption investigations. He also has expertise in sentencing and criminal appeals. He has also handled major commercial litigations, including securities class actions, arbitrations and bankruptcy court proceedings.

Selected To

New York Super Lawyers 2011 - Metro Edition
New York Super Lawyers 2010 - Metro
New York Super Lawyers 2009 - Metro
New York Super Lawyers 2008 - Metro

About Nicholas De Feis

Admitted: 1984, New York

Professional Webpage: www.dorlaw.com/nmd.php

Honors and Awards:

  • Phi Beta Kappa; Senior Editor, Yale Law Journal; Attorney General's Special Commendation for Distinguished Performance in the Eastern District of New York; United States Justice Department Special Achievement Award; Executive Director's Unit Citation Award (Port Authority of New York and New Jersey Unit); Law Enforcement Award (International Narcotic Law Enforcement Association); Commendations from United States Customs and D.E.A. 

Bar/Professional Activity:

  • Member of the Association of the Bar of the City of New York (Committee on the Judiciary), The New York Council of Defense Lawyers (Board of Directors 2001-2005), The New York American Inn of Court and the Federal Bar Council.

Scholarly Lectures and Writings:

  • Examining Proffer Agreements in Federal Cases, published in the New York Law Journal, discussing proffer agreements and their effect on defendants who decide to reject plea agreements and go to trial.Asset Forfeiture: How Far Can the U.S. Courts Go?, published in the International Financial Law Review, discussing forfeiture issues involving banks and financial institutions.Punishing Corporate Crime, published in Directorship Magazine, discussing the application of the federal sentencing guidelines to corporate defendants and some elements of an effective compliance program.Taking Compliance Issues Seriously, published in the New York Law Journal, discussing the Federal False Claims Act, which provides financial incentives for corporate whistleblowers and others to sue corporations that have defrauded the government.Implications of the New Sentencing Guidelines, published in Bankers Magazine, discussing how banks can and should devise compliance programs to avoid or mitigate potential criminal prosecutions.Staffing Is Crucial in Internal Probes, published in American Banker, discussing critical decisions corporations must make in undertaking internal investigations or audits in order to protect findings and work product from disclosure to third parties, including prosecutors and civil litigants.Significant Differences Between Environmental and Other Guidelines, published in the New York Law Journal, discussing the impact of the corporate sentencing guidelines on environmental offenders.

Other Outstanding Achievements:

Educational Background:

  • Yale University, B.A., Class of 1980, summa cum laude, elected to Phi Beta Kappa
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