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Super Lawyers Securities & Corporate Finance Articles

Deciding Between Debt or Equity Securities Financing in Oregon

What you need to know about each type of offering

Do I Need a Lawyer for the Venture Capital Process?

The potential legal snags involved in Washington startup funding

Can an Investment Broker's Record be Expunged in California?

What securities law says about getting rid of petty crimes and complaints

How Does a Private Investment in Public Equity Work?

A legal overview of the discount investment purchase methodA legal overview of the discount investment purchase method

The Types of Reports to Submit to Securities Regulators

What is required by federal and state law in Ohio

Should My Company Consider a Debt Offering?

An overview of this restructuring or refinancing method

How to Raise Business Funds Without Going Public

The alternate path provides an IPO onramp for small- and mid-sized businesses

What Does a Company Need for an IPO?

How to prepare your company for a launch into the stock market

The Penalties and Defenses for Insider Trading

Advice from a Florida securities fraud attorney

Must Investment Brokers Disclose Conflicts of Interest?

New rules proposed by the SEC could assist Illinois investors

Brokers and Advisors Have Different Standards of Care

Texas investors must understand the difference when weighing investment advice

PACs Can Solicit Campaign Contributions from Employees

But businesses in Indiana must ensure political contributions are voluntary

What Corporate Records Are Shareholders Entitled To?

A limited amount for most in Georgia, unless they can show a purpose for more

Forms Companies Must File with the SEC

An overview of the SEC forms required to avoid charges of fraud

The Shocking State of Securities Fraud

And how to avoid being a Ponzi scheme victim

When Blockchain, Bitcoin and Cryptocurrency Come Under Attack

A new legal frontier has formed around digital currency fraud, hacking and disputes

The Penalties of Delaware’s Blue Sky Laws

How securities law violations are enforced on the state level

What's Being Done About Securities Fraud in NYC?

Are businesses selling us short?

What is Securities Law?

How federal law regulates the sale of securities

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